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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA50-524821-3002 |
Working Paper on Market impacts of the 2020 short selling bans |
Risk monitoring, Short Selling |
Report |
DOWNLOAD 742.21 KB |
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ESMA-SSM Cooperative Arrangement CCP |
Cooperative Arrangement on CCP supervisory cooperation - ESMA-SSM |
CCP, International cooperation |
Reference |
DOWNLOAD 227.89 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA91-398-6343 |
Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia |
CCP, International cooperation |
Reference |
DOWNLOAD 263.98 KB |
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ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
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MoU Israel |
Memorandum of Understanding between ESMA and the Israel Securities Authority Related to CCPs Established in Israel |
CCP, International cooperation |
Reference |
DOWNLOAD 211.66 KB |
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ESMA91-398-6389 |
MoU between ESMA and SFC related to CCPs established in Colombia |
CCP, International cooperation |
Reference |
DOWNLOAD 407.24 KB |
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ESMA24-435-690 |
MoU between ESMA and the FCA concerning EU Critical Benchmarks |
Benchmarks, International cooperation |
Reference |
DOWNLOAD 219.52 KB |
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ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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ESMA34-32-418 |
AIFMD MoUs signed by the EU authorities |
Fund Management, International cooperation |
Reference |
DOWNLOAD 49.99 KB |
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ESMA70-448-10 |
Final Report - Short Selling Regulation Review |
Short Selling |
Final Report |
DOWNLOAD 749.55 KB |
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ESMA90-1-163 |
Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System |
Brexit, International cooperation |
Reference |
DOWNLOAD 630.61 KB |
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ESMA70-447-1885 |
Statement on new NSP notification threshold |
Market Integrity, Short Selling |
Statement |
DOWNLOAD 90.32 KB |
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ESMA22-106-3734 |
SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Securities and Markets Stakeholder Group, Short Selling |
SMSG Advice |
DOWNLOAD 167.66 KB |
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ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
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ESMA70-156-3914 |
Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Short Selling |
Consultation Paper |
DOWNLOAD 1.19 MB |
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