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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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380 documents
Date Reference Title Sections Type Main document Info
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 213.95 KB
04-505 Consultation paper - Facilitating the implementation of the Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 284.76 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
05-274 Feedback Statement - Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive Market Abuse Final Report DOWNLOAD 79.76 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB
06-562 Consultation paper - Market Abuse Directive, Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 110.17 KB
07-693 Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse Final Report DOWNLOAD 3.44 MB
07-762 Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse, Press Releases Press Release DOWNLOAD 82.23 KB
08-099 CESR Executive summary to the report on administrative measures and sanctions as well as the criminal sanctions available in Member States under the Market Abuse Directive Market Abuse Final Report DOWNLOAD 874.1 KB
08-274 Consultation paper - Market Abuse Directive Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 101.96 KB
08-717 Consultation paper - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 88.1 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
09-220 Feedback statement - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse CESR Document DOWNLOAD 238.16 KB
10-333 Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice DOWNLOAD 4.59 MB
2011/114 Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision Credit Rating Agencies Consultation Paper DOWNLOAD 95.52 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/144 Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 1.72 MB
2011/146 Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 Credit Rating Agencies, Press Releases Press Release DOWNLOAD 33.42 KB
2011/155 Call for evidence - assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) Credit Rating Agencies Consultation Paper DOWNLOAD 69.4 KB