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ESMA70-156-4519 |
ESMA letter to EC regarding the Review of the CSDR |
Post Trading |
Letter |
DOWNLOAD 148.24 KB |
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ESMA74-362-1986 |
Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories |
Market data, Post Trading, Securities Financing Transactions |
Final Report |
DOWNLOAD 629.81 KB |
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ESMA74-362-1934 |
Updated LEI statement SFTR |
Market data, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 128.32 KB |
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ESMA74-362-853 |
Validation table for reporting under the revised technical standards |
Post Trading |
Reference |
DOWNLOAD 55.41 KB |
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ESMA43-370-282 |
Final Report on MiFIR DRSPs fines |
Post Trading |
Final Report |
DOWNLOAD 304.17 KB |
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ESA 2021 12 |
Joint ESA QAs BM |
Post Trading |
Q&A |
DOWNLOAD 219.07 KB |
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ESMA70-151-2537 |
Compliance table Guidelines Conflict of interest |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.4 KB |
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ESMA70-155-11890 |
Statement CumEx CumCum scandal - Fabrizio Planta |
Market Abuse, Market Integrity, Speeches, Trading |
Speech |
DOWNLOAD 132.57 KB |
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ESMA70-154-2316 |
Call for expressions of interest - PTSC CWG Renewal - 2021 |
Post Trading |
Reference |
DOWNLOAD 158.21 KB |
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ESMA70-154-2317 |
Application form - PTSC CWG renewal 2021 |
Post Trading |
Reference |
DOWNLOAD 38.46 KB |
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ESMA70-145-1020 |
List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons |
Market Abuse |
Reference |
DOWNLOAD 211.7 KB |
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EPSA |
List of Exempted Pension Schemes |
Post Trading |
Reference |
DOWNLOAD 144.02 KB |
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ESMA70-155-11638 |
Designated Authorities to notify opening of insolvency proceedings |
Post Trading |
Reference |
DOWNLOAD 254.59 KB |
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ESMA70-153-236 |
ESMA-BoE MoU on UK CSD Recognition |
International cooperation, Post Trading |
Reference |
DOWNLOAD 223.45 KB |
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ESMA43-370-274 |
CP TA on rules of procedure to impose penalties on DRSPs |
Post Trading |
Consultation Paper |
DOWNLOAD 361.39 KB |
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esma74-362-1498 |
Response_form_cp_drsp_procedural_rules_imposition_penalties |
Post Trading |
Reference |
DOWNLOAD 757.4 KB |
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ESMA70-156-3782 |
ESMA report on application of AMP 2020 |
Market Abuse |
Report |
DOWNLOAD 1.38 MB |
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ESMA70-156-3537 |
Annual Report on MAR administrative and criminal sanctions 2020 |
Market Abuse |
Report |
DOWNLOAD 291.51 KB |
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ESMA74-362-1016 |
ESMA publishes draft technical standards under EMIR REFIT |
Board of Supervisors, Post Trading, Press Releases |
Press Release |
DOWNLOAD 137.36 KB |
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ESMA74-362-824 |
Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit |
Board of Supervisors, Post Trading |
Final Report |
DOWNLOAD 3.07 MB |
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