30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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02/04/2024
ESMA84-2037069784-2122
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation
Credit Rating Agencies
Consultation Paper
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22/03/2024
ESMA43-1868696574-751
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release
Board of Supervisors, Credit Rating Agencies, Press Releases
Press Release
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22/03/2024
ESMA43-1868696574-770
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH
Board of Supervisors, Credit Rating Agencies
Decision
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22/03/2024
ESMA43-1868696574-745
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH
Board of Supervisors, Credit Rating Agencies
Decision
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25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
DOWNLOAD 1.76 MB
Related documents
Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
17/01/2024
ESMA12-766636679-105
Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes
MiFID - Secondary Markets
Reference
DOWNLOAD 428.14 KB
21/12/2023
ESMA65-8-5240
FIRDS Transparency Download Instructions
MiFID - Secondary Markets, Trading
Reference
DOWNLOAD 1.25 MB
20/12/2023
ESMA84-2037069784-2106
Report on CRA Market Share Calculation 2023
Credit Rating Agencies
Report
DOWNLOAD 314.13 KB
15/12/2023
ESMA80 -187-881
BMR Brexit Statement updated
Benchmarks, Brexit
Statement
DOWNLOAD 103.87 KB
07/12/2023
ESMA80-189-33520
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes
Credit Rating Agencies
Final Report
DOWNLOAD 606.64 KB
05/12/2023
ESMA71-545613100-2402
Making finance work for a sustainable future - Press Release
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance
Press Release
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05/12/2023
ESMA71-702228251-2720
ESMA contributions to sustainable finance - visuals
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance
Reference
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23/10/2023
ESMA24-450544452-1848
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading
Reference
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13/07/2023
ESMA33-5-87
Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA
Credit Rating Agencies
Q&A
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09/06/2023
ESMA80-416-203
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings
Credit Rating Agencies, Guidelines and Technical standards
Guidelines & Recommendations
DOWNLOAD 189.97 KB
Related documents
Summary
Translated versions
BG
, DE
, EL
, ES
, FR
, GA
, IT
, NL
, PL
, PT
, SV
09/06/2023
ESMA80-416-203
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings
Credit Rating Agencies, Guidelines and Technical standards
Reference
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Related documents
Summary
Translated versions
CS
, SL
, DA
, ET
, FI
, HR
, HU
, LT
, LV
, MT
, RO
, SK
25/04/2023
ESMA50-165-2478
Over 140,000 EEA issuers and instruments rated by CRAs - Press Release
Credit Rating Agencies, Market data, Risk monitoring
Press Release
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25/04/2023
ESMA50-165-2477
Market Report on EU Credit Ratings market 2023
Credit Rating Agencies, Market data, Risk monitoring
Report
DOWNLOAD 1.23 MB
24/03/2023
ESMA43-475-63
ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release
Board of Supervisors, Credit Rating Agencies, Press Releases
Press Release
DOWNLOAD 228.56 KB