ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

208 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA74-1103241886-945 ESMA Statement on Pre-close calls Market Abuse, Market Integrity Statement DOWNLOAD 143.04 KB
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
Related documents
Summary

This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA74-1103241886-880 Report on Suspicious Transaction and Order Reports (STORs) Market Abuse Report DOWNLOAD 404.04 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA24-436-1489 Chair Opening Statement ECON, 1 December 2022 - Energy derivative markets CCP, Market Abuse, Market Integrity, Investor protection, Speeches, Trading Speech DOWNLOAD 152.08 KB
ESMA70-145-111 Q&A on the Market Abuse Regulation Market Abuse, Market Integrity Q&A DOWNLOAD 530.12 KB
ESMA70-449-673 Annual Report on MAR administrative and criminal sanctions 2022 Market Abuse Report DOWNLOAD 449.92 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases Reference DOWNLOAD 203.77 KB