ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

443 documents
Date Reference Sort descending Title Sections Type Main document Info
2013/606 PT Políticas e práticas de remuneração (DMIF) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 263.18 KB
2013/606 RO Politici și practici de remunerare (Directiva privind piețele instrumentelor financiare, MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 275.88 KB
2013/606 SK Politiky a postupy odmeňovania (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 338.94 KB
2013/606 SL Politike in prakse prejemkov (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 285.25 KB
2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 248.72 KB
2013/68c Protocol on the operation of ESMA MiFID Database final Investor protection, Trading Reference DOWNLOAD 333.11 KB
2013/726 ESMA clarifies pay rules applicable to investment firms Investor protection Press Release DOWNLOAD 111.92 KB
2013/918 Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID) Investor protection Consultation Paper DOWNLOAD 506.86 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions
2014/146 MiFID practices for firms selling complex products Investor protection, Warnings and publications for investors Opinion DOWNLOAD 122.37 KB
2014/152 ESMA tells firms to improve their selling practices for complex financial products Investor protection, Warnings and publications for investors Press Release DOWNLOAD 92.57 KB
2014/154 Risks of investing in complex products Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 404.08 KB
2014/154 BG Рискове от инвестиране в комплексни продукти Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 287.57 KB
2014/154 CS Rizika investování do složitých produktů Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 501.58 KB
2014/154 DA Risici ved investering i komplekse produkter Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 460.24 KB
2014/154 DE Risiken bei Anlagen in komplexe Produkte Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 301.1 KB
2014/154 EL Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 407.92 KB
2014/154 ES Riesgos de las inversiones en productos complejos Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 331.22 KB