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2016/225 |
ToR IPISC |
Investor protection |
Reference |
DOWNLOAD 115.58 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/582 |
ESMA finds room for improvement in national supervision of investment advice to retail clients |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 107.49 KB |
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2016/648 |
ESMA response to the Commission Green Paper on retail financial services |
Investor protection |
Letter |
DOWNLOAD 197.44 KB |
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2016/739 |
Speech Financial News 20th Anniversary Awards for Excellence - Steven Maijoor, 26 May 2016, London |
Investor protection, Speeches |
Speech |
DOWNLOAD 168.88 KB |
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2016/903 |
ESMA reminds firms of responsibilities when selling bail-in securities |
Investor protection |
Press Release |
DOWNLOAD 145.75 KB |
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2016/902 |
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime |
Investor protection |
Statement |
DOWNLOAD 259.47 KB |
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2016/574 EN |
Guidelines on cross-selling practices |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 292.49 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
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, DE
, EL
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, FI
, FR
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, HU
, EN
, LT
, LV
, MT
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2016/1166 |
Warning about CFDs, binary options and other speculative products |
Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 149.13 KB |
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2016/1167 |
Press release - ESMA issues warning on sale of speculative products to retail investors |
Investor protection |
Press Release |
DOWNLOAD 147.01 KB |
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2016/1408 |
ESMA appoints new chairs to Standing Committees |
Board of Supervisors, Fund Management, Market Integrity, Investor protection |
Statement |
DOWNLOAD 141.3 KB |
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2016/1436 |
Consultation Paper on Draft guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 661.2 KB |
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2016/1438 |
ESMA consults on product governance guidelines to safeguard investors |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 152.24 KB |
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2016/1529 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Consultation Paper |
DOWNLOAD 1.13 MB |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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2013/68c |
Protocol on the operation of ESMA MiFID Database final |
Investor protection, Trading |
Reference |
DOWNLOAD 333.11 KB |
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2016-1573 |
ESMA response to the Commission Consultation on a potential EU personal pension framework |
Investor protection |
Reference |
DOWNLOAD 102.55 KB |
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2016/1584 |
Safeguarding investors is key to ensuring the capital markets Union’s success |
Investor protection, Speeches |
Speech |
DOWNLOAD 323.38 KB |
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2016/1640 |
Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference |
Investor protection, Speeches |
Speech |
DOWNLOAD 281.71 KB |
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