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ESMA74-362-881 |
Statement Brexit EMIR and SFTR data |
Brexit, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 257.04 KB |
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ESMA71-99-1421 |
Retail investors and asset management are the pillars of a successful Capital Markets Union |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 170.21 KB |
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ESMA35-43-2424 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Final Report |
DOWNLOAD 1.23 MB |
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ESMA35-43-2464 TC |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 744.01 KB |
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ESMA35-43-2464 |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 711.12 KB |
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ESMA35-43-2427 |
Sanctions and measures imposed under MiFID II in 2019 |
Investor protection |
Report |
DOWNLOAD 563.38 KB |
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ESMA74-362-608 |
Guidelines on calculation of positions in SFTs by Trade Repositories |
Securities Financing Transactions, Trade Repositories |
Consultation Paper |
DOWNLOAD 799.81 KB |
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ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
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ESMA35-43-2391 |
Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity |
COVID-19, Investor protection |
Statement |
DOWNLOAD 118.75 KB |
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ESMA71-99-1321 |
ESMA registers SFTR TRs |
Press Releases, Securities Financing Transactions, Trade Repositories |
Statement |
DOWNLOAD 95.4 KB |
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ESMA35-43-2320 |
ESMA opinion under article 43(2) MiFIR (HU_BO) |
Investor protection |
Opinion |
DOWNLOAD 110.81 KB |
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ESMA35-43-2321 |
ESMA opinion under article 43(2) MiFIR (HU_CFD) |
Investor protection |
Opinion |
DOWNLOAD 113.32 KB |
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ESMA71-99-1301 |
ESMA report stresses impact of costs on retail investor benefits |
Fund Management, Investor protection, Risk monitoring |
Press Release |
DOWNLOAD 109.54 KB |
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ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA35-36-1919 |
Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 |
COVID-19, Investor protection |
Statement |
DOWNLOAD 89.84 KB |
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ESMA80-191-995 |
COVID-19 Public Statement |
COVID-19, Securities Financing Transactions |
Statement |
DOWNLOAD 113.93 KB |
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ESMA35-43-2348 |
ESMA Statement on COVID-19 telephone recording |
COVID-19, Investor protection |
Statement |
DOWNLOAD 114.12 KB |
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ESMA71-99-1287 |
ESMA Supervision WP 2020 |
Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories |
Press Release |
DOWNLOAD 130.42 KB |
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ESMA80-199-332 |
ESMA Supervision - Annual Report 2019 and Work Programme 2020 |
Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories |
Annual Report |
DOWNLOAD 825.72 KB |
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