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ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
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ESMA35-43-2509 |
Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period |
Brexit, Investor protection |
Statement |
DOWNLOAD 151.2 KB |
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106/20/COL |
ESA Third Renewal Decision under Art. 28(1) SSR |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 973.25 KB |
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ESMA70 -155-11608 |
Decision renewal art. 28 SSR reporting threshold - December 2020 |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 246.27 KB |
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| Related documents |
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ESMA22-103-1194 |
Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt |
COVID-19, Investor protection, Trading, Speeches, Supervisory convergence |
Speech |
DOWNLOAD 155.85 KB |
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ESMA70-156-3581 |
Final Report on SME GMs RTS-ITS under MAR |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 691.32 KB |
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ESMA71-99-1421 |
Retail investors and asset management are the pillars of a successful Capital Markets Union |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 170.21 KB |
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ESM22-103-1158 |
ESM22-103-1158 Keynote Speech - Verena Ross - AFME Compliance and Legal Conference |
COVID-19, Market Abuse, Market Integrity, Trading, Speeches |
Speech |
DOWNLOAD 133.94 KB |
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ESMA35-43-2424 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Final Report |
DOWNLOAD 1.23 MB |
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ESMA70-156-2391 |
Final Report - MAR Review |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 1.94 MB |
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ESMA70-155-10272 |
Final Report on Cum Ex and other multiple withholding tax reclaim schemes |
Market Abuse, Market Integrity, Trading |
Final Report |
DOWNLOAD 906.57 KB |
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ESMA70-155-11072 |
ESMA Decision - renewal Article 28 SSR reporting threshold - September 2020 |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 396.47 KB |
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ESMA35-43-2464 TC |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 744.01 KB |
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ESMA35-43-2464 |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 711.12 KB |
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ESMA35-43-2427 |
Sanctions and measures imposed under MiFID II in 2019 |
Investor protection |
Report |
DOWNLOAD 563.38 KB |
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ESMA71-99-1342 |
Decision Short Selling Reporting Renewal Statement |
COVID-19, Market Integrity, Press Releases, Short Selling |
Press Release |
DOWNLOAD 83.55 KB |
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ESMA70-155-10189 |
ESMA Decision - renewal Article 28 SSR reporting threshold |
COVID-19, Market Integrity, Short Selling |
Decision |
DOWNLOAD 333.33 KB |
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ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
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ESMA70-156-2803 |
Response form - SME Growth Markets |
Market Abuse, Market Integrity, Trading |
Reference |
DOWNLOAD 771.99 KB |
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ESMA35-43-2391 |
Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity |
COVID-19, Investor protection |
Statement |
DOWNLOAD 118.75 KB |
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