07/05/2024
Ares(2024) 3056562
Letter from the European Commission on the DLT Pilot Regime Implementation
Digital Finance and Innovation, Trading
Letter
DOWNLOAD 152.24 KB
02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
Reference
DOWNLOAD 456.1 KB
19/04/2024
ESMA74-1505669078-6421
Joint call for expression of interest: Consultative Working Group for CDWG, SMWG and PTWG
Trading
Reference
DOWNLOAD 204.45 KB
19/04/2024
ESMA74-1505669078-6486
Application form for candidates for Post Trading Working Group
Trading
Reference
DOWNLOAD 35.33 KB
19/04/2024
ESMA74-1505669078-6485
Application form Call for candidates for Secondary Markets Working Group
Trading
Reference
DOWNLOAD 36.71 KB
19/04/2024
ESMA74-1505669078-6487
Application form Call for candidates for Commodity Derivatives Working Group
Trading
Reference
DOWNLOAD 35.87 KB
04/04/2024
ESMA75-117376770-460
Letter to EU institutions on DLT Pilot Regime Implementation
Digital Finance and Innovation, Trading
Letter
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03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices
Investor protection, Risk monitoring
Report
DOWNLOAD 486.29 KB
27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review
Investor protection
Reference
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27/03/2024
ESMA74-2134169708-7163
Public Statement on the transition for the application of the MiFID II/MiFIR review
Trading
Statement
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26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form
Investor protection, Supervisory convergence, Sustainable finance
Reference
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26/03/2024
ESMA84-2037069784-2116
Consultation Paper on European Green Bond Regulation
Investor protection, Supervisory convergence, Sustainable finance
Consultation Paper
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14/03/2024
ESMA24-229244789-4704
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group
SMSG Advice
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08/03/2024
ESMA35-335435667-4315
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version)
Guidelines and Technical standards, Investor protection
Compliance table
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20/02/2024
ESMA34-1273004364-786
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee
Fund Management, Investor protection
Reference
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13/02/2024
ESMA35-335435667-5871
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review
Investor protection
Statement
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12/02/2024
ESMA70-155-10816
Annex to Transparency Opinion
Trading
Reference
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06/02/2024
ESMA74-1103241886-912
Warning on posting Investment Recommendation on social media
Investor protection, Market Abuse, Warnings and publications for investors
Investor Warning
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02/02/2024
ESMA35-42-1305
ESCPR - Miscellaneous reporting to ESMA
Investor protection
Reference
DOWNLOAD 647.51 KB
25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
DOWNLOAD 1.76 MB
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Summary
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