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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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619 documents
Date Reference Title Sections Type Main document Info
ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2018 Fund Management, Risk monitoring Reference DOWNLOAD 146.79 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
2014/937 sl Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.21 KB
2013/599 2013 Consultation paper on AIFMD reporting - XSD schema and samples Fund Management Consultation Paper DOWNLOAD 29.41 KB
2016/1669 2016-1669 Q&A on AIFMD Fund Management Q&A DOWNLOAD 436.68 KB
2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 244.6 KB
2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 263.01 KB
2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.81 KB
ESMA34-45-896 Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers COVID-19, Fund Management Statement DOWNLOAD 113.03 KB
2014/1560 Advice - Investment-based crowdfunding Digital Finance and Innovation Final Report DOWNLOAD 482.2 KB
ESMA50-43599798-9491 Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU Fund Management Technical Advice DOWNLOAD 301.99 KB
Related documents Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU
Summary
Translated versions
ESMA50-43599798-9492 Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU Fund Management Technical Advice DOWNLOAD 327.89 KB
Related documents Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU
Summary
Translated versions
ESMA50-157-1391 Advice on Initial Coin Offerings and Crypto-Assets Digital Finance and Innovation Report DOWNLOAD 882.48 KB
ESMA71-319-70 Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels Digital Finance and Innovation, Speeches Speech DOWNLOAD 168.3 KB
FI17 Agenda Financial Innovation Day 2017 Digital Finance and Innovation Reference DOWNLOAD 598.1 KB
2015/1914 Agenda for ESMA FI Day Digital Finance and Innovation Reference DOWNLOAD 170.52 KB
2013/1361 AIFMD - Reporting - XML documents - V1.2 [updated] Fund Management Reference DOWNLOAD 32.73 KB
ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference DOWNLOAD 49.99 KB
2013/1586 AIFMD Reporting - Annex 2 -Tables 1-7 Fund Management Reference DOWNLOAD 30.46 KB
2013/1358 AIFMD reporting IT technical guidance (rev 6) [updated] Fund Management Reference DOWNLOAD 453.06 KB
Related documents
Summary

The IT technical guidance (2013/1358) contains the following set of documents:

  • IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history”,
  • XML samples for AIFM and AIF reports,
  • Excel version of Annex III – “Table of geographical areas”,
  • Excel version of Annex II – Tables 1-10,
  • Current version of XSD documents (Version 1.2)

Questions regarding technical support should be sent to info.it.aifmd@esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.

 

Rev 4 publication

The IT technical guidance revision 4 is currently applicable until November 2023 when revision 5 becomes applicable. Exact date will be published at a later stage.

The current IT technical guidance revision 4 contains modifications on the IT technical guidance to take into account the last published version of Questions and Answers (Q&A) on the application of the AIFMD (2014/868) as well as some clarifications and correction of inconsistencies with XSD documents.”

 

Rev 6 publication

The IT technical guidance revision 6 will be applicable from November 2023 onwards. Exact date will be published at a later stage.

Update 16/10/2023: The changes will be applicable from 15 November 2023.

The new IT technical guidance revision 6 introduces new validation rules making more fields mandatory or with stricter rules to improve data quality. The new changes are specified in the tab ‘change history’ of the excel document. Reporting entities should use the version revision 6 to submit reports required under Articles 3(3)(d) and 24(1), (2) and (4) of AIFMD by November 2023. The reference period for the first reporting is Y1,H2,Q4 or X2 2023.

The IT technical guidance revision 6 replaces the IT technical guidance revision 5 published in January 2023.

 
Translated versions