ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

882 documents
Date Sort descending Reference Title Sections Type Main document Info
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
EC 21-02-11 Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD Fund Management Letter DOWNLOAD 149.8 KB
2011/118 Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Press Releases Press Release DOWNLOAD 31.34 KB
2011/112 Final report - Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS Fund Management Final Report DOWNLOAD 166.5 KB
2011/123 Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 39.69 KB
2011/121 Discussion paper - ESMA’s policy orientations on possible implementing measures under Article 3 of the Alternative Investment Fund Managers Directive Fund Management Consultation Paper DOWNLOAD 186.38 KB
2011/203 The European Fund Industry Paradigm Fund Management, Speeches Speech DOWNLOAD 35.65 KB
2011/209 Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive Fund Management Consultation Paper DOWNLOAD 2.82 MB
2011/214 Press release - ESMA seeks views on future rules for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 58.32 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/220 Discussion paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS Fund Management Consultation Paper DOWNLOAD 211.79 KB
2011/221 Press release - ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS Fund Management, Press Releases Press Release DOWNLOAD 33.85 KB
2011/270 Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries Fund Management Consultation Paper DOWNLOAD 154.97 KB
2011/271 Press release - ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities Fund Management, Press Releases Press Release DOWNLOAD 64.05 KB
2011/342 Opinion - Practical arrangements for the late transposition of the UCITS IV Directive Fund Management Opinion DOWNLOAD 41.33 KB
2011/379 Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive Fund Management Technical Advice DOWNLOAD 3.51 MB
2011/378 Press release - ESMA details future rules for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 61.82 KB