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2012/801 |
ESMA finalises guidelines on repo arrangements for UCITS funds |
Fund Management, Press Releases |
Press Release |
DOWNLOAD 105.28 KB |
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2016/1577 |
ESMA finalises Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 215.45 KB |
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2013/992 |
ESMA finalises supervisory co-operation agreements for alternative investment |
Fund Management, Press Releases, International cooperation |
Press Release |
DOWNLOAD 167.72 KB |
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ESMA71-99-1284 |
ESMA finds continued high risks as financial markets remain highly volatile |
Press Releases, Risk monitoring |
Press Release |
DOWNLOAD 94.61 KB |
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2012/330 |
ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 177.71 KB |
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2016/582 |
ESMA finds room for improvement in national supervision of investment advice to retail clients |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 107.49 KB |
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2016/468 |
ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures |
Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 166.05 KB |
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ESMA71-99-466 |
ESMA fines Moody’s €1.24 million for credit ratings breaches |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 238.35 KB |
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ESMA43-475-63 |
ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 228.56 KB |
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ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 204.81 KB |
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ESMA71-99-613 |
ESMA highlights importance of LEI for MiFIDII/MiFIR compliance |
Trading, Press Releases |
Press Release |
DOWNLOAD 145.53 KB |
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ESMA71-99-1651 |
ESMA highlights need for increased efforts on EMIR and SFTR data quality |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Press Release |
DOWNLOAD 85.72 KB |
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2012/272 |
ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 199.56 KB |
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ESMA71-545613100-2434 |
ESMA is seeking new members for its Securities Markets Stakeholder Group - Press Release |
Press Releases, Securities and Markets Stakeholder Group |
Press Release |
DOWNLOAD 272.23 KB |
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2012/220 |
ESMA issues a report on its first examinations of credit rating agencies |
Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 189.81 KB |
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2013/215 |
ESMA issues first risk report on EU securities markets |
Risk monitoring, Press Releases |
Press Release |
DOWNLOAD 99.25 KB |
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ESMA71-99-1138 |
ESMA issues four positive opinions on national product intervention measures |
Investor protection, Press Releases |
Press Release |
DOWNLOAD 98.12 KB |
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2013/167 |
ESMA issues guidelines on market-making and primary dealer exemptions |
Short Selling, Press Releases |
Press Release |
DOWNLOAD 117.57 KB |
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2016/742 |
ESMA issues opinion on MiFID II standards on ancillary activities |
Press Releases, Trading |
Press Release |
DOWNLOAD 166.35 KB |
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ESMA71-99-1318 |
ESMA issues positive opinions on short selling bans by 5 jurisdictions |
COVID-19, Market Integrity, Press Releases, Short Selling |
Press Release |
DOWNLOAD 114.75 KB |
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