Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
391 documents
Date Reference Title Sections Type Main document Info
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA34-45-1814 Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.34 MB
ESMA70-156-6509 Final Report on Intra-day Volatility Management Mechanism Risk monitoring, Trading Report DOWNLOAD 661 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA30-1668416927-2498 Progress Report on Greenwashing Sustainable finance Report DOWNLOAD 1.75 MB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB
ESMA50-165-2483 TRV Article - EU natural gas derivatives markets: risks and trends Market data, Risk monitoring, Trading Report DOWNLOAD 595.05 KB
JC 2023 07 Joint Committee Spring 2023 Report on Risks and Vulnerabilities Joint Committee, Risk monitoring Report DOWNLOAD 584.94 KB
ESMA50-165-2477 Market Report on EU Credit Ratings market 2023 Credit Rating Agencies, Market data, Risk monitoring Report DOWNLOAD 1.23 MB
ESMA74-427-719 2022 Report on Quality and Use of Transaction Data Market data Report DOWNLOAD 1.38 MB
ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB
ESMA32-63-1465 27th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 629.39 KB
ESMA70-445-794 Effects Assessment of the impact of the market correction mechanism on financial markets CCP, Risk monitoring, Trading Report DOWNLOAD 1.14 MB
ESMA50-164-2406 ESMA report on trends, risks and vulnerabilities No 1 2023 – statistical annex Risk monitoring Report DOWNLOAD 1.96 MB