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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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26 documents
Date Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA74-362-2683 EMIR REFIT validation rules reconciliation tolerances and template for notifications of DQ issues Market data, Trade Repositories Reference DOWNLOAD 116.7 KB
ESMA74-362-2804 Consultation Paper on the amendments to Guidelines on position calculation under EMIR - Reply form Post Trading, Trade Repositories Reference DOWNLOAD 696.24 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA41-356-274 Public notice on REGIS TR, S.A. Board of Supervisors, Trade Repositories Reference DOWNLOAD 183.48 KB
ESMA70-156-3914 Response form - Consultation Paper on the review of certain aspects of the SSR Short Selling Reference DOWNLOAD 751.38 KB
ESMA41-356-234 Public Notice - UnaVista Limited Trade Repositories Reference DOWNLOAD 259.16 KB
ESMA41-356-224 Public Notice - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Reference DOWNLOAD 151.07 KB
esma74-362-2009 Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data Market data, Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 776.32 KB
ESMA74-362-1937 response form - Technical Advice on simplification TR fees under SFTR and EMIR Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 757.95 KB
ESMA74-362-546 Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 771.64 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
Summary
Translated versions
ESMA74-362-113 Response form -Table of fields - CP on the TS under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 67.82 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT
Summary
Translated versions
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
Summary
Translated versions
ESMA41-356-39 Public notice Regis-TR Trade Repositories Reference DOWNLOAD 142.96 KB
esma41-356-34 Enforcement decision Regis-TR Trade Repositories Reference DOWNLOAD 377.19 KB