ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

92 documents
Date Sort descending Reference Title Sections Type Main document Info
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
ESMA41-140-155 Decision of the Management Board - Code of good administrative behaviour About ESMA, Management Board Decision DOWNLOAD 179.82 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2014/544 Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies Credit Rating Agencies Decision DOWNLOAD 49.36 KB
2014/MB/38 Decision on the Financial Regulation of ESMA Management Board Decision DOWNLOAD 392.78 KB
2014/MB/39 Decision on the Implementing Rules to the Financial Regulation of ESMA Management Board Decision DOWNLOAD 279.01 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB
2014/SMSG/002 Decision - Rules of procedure of the Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Decision DOWNLOAD 131.88 KB
2015/1048 Public Notice - ESMA fines DBRS Ratings Limited Credit Rating Agencies Decision DOWNLOAD 186.47 KB
BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB
BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/1131 BoS Decision on Fitch Ratings Limited 21 July 2016 Credit Rating Agencies, Press Releases Decision DOWNLOAD 108.21 KB
ESMA40-1432018523-304 Decision - Adopting Rules of Procedure on Professional Secrecy Management Board Decision DOWNLOAD 332.94 KB