|
|
10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
|
|
|
2011/MB/3 |
Decision of the Management Board - Internal language arrangements |
Management Board, About ESMA |
Decision |
DOWNLOAD 18.51 KB |
|
|
|
2011/MB/4 |
Decision of the Management Board - Professional secrecy |
Management Board, About ESMA |
Decision |
DOWNLOAD 34.68 KB |
|
|
|
ESMA41-140-155 |
Decision of the Management Board - Code of good administrative behaviour |
About ESMA, Management Board |
Decision |
DOWNLOAD 179.82 KB |
|
|
|
2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
|
|
|
2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
|
|
|
2011/MB/69 |
Decision of the Management Board - Access to documents |
Management Board, About ESMA |
Decision |
DOWNLOAD 201.73 KB |
|
|
|
2011/323 |
Final report - ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 797.56 KB |
|
|
|
2011/379 |
Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive |
Fund Management |
Technical Advice |
DOWNLOAD 3.51 MB |
|
|
|
2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
|
|
|
2012/137 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.32 MB |
|
|
|
2012/259 |
Technical advice on CRA regulatory equivalence - US, Canada and Australia |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 697.78 KB |
|
|
|
2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
|
|
|
2012/864 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.23 MB |
|
|
|
2013/302 |
ESMA’s Technical Advice to the Commission on Fees for Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 1.08 MB |
|
|
|
2013/626 |
Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 840.48 KB |
|
|
|
2013-614 |
ESMA’s technical advice on short selling regulation |
Short Selling |
Technical Advice |
DOWNLOAD 2.3 MB |
|
|
|
BoA 2013-008 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 242.72 KB |
|
|
|
2013/1157 |
Technical advice on third country regulatory equivalence under EMIR – US |
Post Trading |
Technical Advice |
DOWNLOAD 5.06 MB |
|
|
|
2013/1158 |
Technical advice on third country regulatory equivalence under EMIR – Japan |
Post Trading |
Technical Advice |
DOWNLOAD 3.76 MB |
|
