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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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72 documents
Date Reference Title Sections Type Main document Info
ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 220.66 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 190.22 KB
ESMA91-1505572268-3069 Compliance table on the Guidelines on CCP recovery plan indicators CCP, Guidelines and Technical standards Compliance table DOWNLOAD 235.31 KB
ESMA91-1505572268-3071 Compliance table on the Guidelines on CCP recovery plan scenarios CCP, Guidelines and Technical standards Compliance table DOWNLOAD 182.85 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA91-1505572268-3457 Compliance table on the Guidelines on Early Intervention Measures CCP, Guidelines and Technical standards Compliance table DOWNLOAD 206.81 KB
ESMA91-1505572268-3490 Compliance table on the Guidelines on Failing or Likely to Fail CCP, Guidelines and Technical standards Compliance table DOWNLOAD 211 KB
ESMA74-2119945925-1622 Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.35 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.41 KB
ESMA74-2119945925-1626 Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 492.55 KB
ESMA74-2119945925-1627 Compliance table on the Guidelines on standardised procedures and messaging protocols Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 430.39 KB
ESMA91-1505572268-3456 Compliance table on the Guidelines on temporary restrictions CCP, Guidelines and Technical standards Compliance table DOWNLOAD 209.25 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
ESMA74-2119945925-1624 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 265.11 KB
ESMA74-2119945925-1625 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 474.91 KB
ESMA91-1505572268-3492 Compliance table on the Guidelines on valuation of contracts CCP, Guidelines and Technical standards Compliance table DOWNLOAD 181.13 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB