ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

7 documents

Date Sort ascending	Reference	Title	Sections	Type	Main document
03/04/2023	ESMA70-449-741	Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision	Guidelines and Technical standards, Market Abuse	Compliance table	DOWNLOAD 217.23 KB
17/12/2021	ESMA35-43-1215	Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body	Guidelines and Technical standards, Joint Committee, Investor protection	Compliance table	DOWNLOAD 302.18 KB
10/12/2021	JC/2015/087	Compliance Table GL financial conglomerates	Guidelines and Technical standards, Joint Committee	Compliance table	DOWNLOAD 300.38 KB
13/02/2020	ESMA70-145-66	Compliance table regarding MAR guidelines for persons receiving market soundings	Guidelines and Technical standards, Market Abuse	Compliance table	DOWNLOAD 138.03 KB
04/02/2019	ESMA70-145-67	Compliance table regarding MAR guidelines on delay in the disclosure of inside information	Guidelines and Technical standards, Market Abuse	Compliance table	DOWNLOAD 177.87 KB
04/02/2019	ESMA70-145-153	Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives	Guidelines and Technical standards, Market Abuse, Market Integrity	Compliance table	DOWNLOAD 179.29 KB
18/02/2015	JC/GL/2014/43 Appendix 1	Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors	Guidelines and Technical standards, Joint Committee	Compliance table	DOWNLOAD 187.15 KB