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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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183 documents
Date Reference Title Sections Type Main document Info
ESMA74-2119945925-1626 Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 492.55 KB
ESMA74-2119945925-1627 Compliance table on the Guidelines on standardised procedures and messaging protocols Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 430.39 KB
ESMA91-1505572268-3456 Compliance table on the Guidelines on temporary restrictions CCP, Guidelines and Technical standards Compliance table DOWNLOAD 209.25 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
ESMA74-2119945925-1624 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 265.11 KB
ESMA74-2119945925-1625 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 474.91 KB
ESMA91-1505572268-3492 Compliance table on the Guidelines on valuation of contracts CCP, Guidelines and Technical standards Compliance table DOWNLOAD 181.13 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 177.87 KB
ESMA70-151-3417 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.53 KB
ESMA70-151-3418 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.37 KB
ESMA70-151-3419 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.61 KB
ESMA34-49-186 Confirmation of compliance with Guidelines - MMF Stress test guidelines Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 136.41 KB
ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II Trading Compliance table DOWNLOAD 153.21 KB
ESMA34-32-699 Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 108.66 KB
2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
ESMA41-117-1108 Guidelines compliance table for Guidelines on cooperation arrangements and information exchange Guidelines and Technical standards Compliance table DOWNLOAD 106.76 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions