ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

83 documents
Date Sort descending Reference Title Sections Type Main document Info
10-333 Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice DOWNLOAD 4.59 MB
2011/144 Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 1.72 MB
2011/323 Final report - ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 797.56 KB
2011/379 Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive Fund Management Technical Advice DOWNLOAD 3.51 MB
2011/461 Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards DOWNLOAD 555.25 KB
2011/462 Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards DOWNLOAD 445.83 KB
2011/463 Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards DOWNLOAD 444.79 KB
2011/464 Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards DOWNLOAD 485.78 KB
2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 1.32 MB
2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards DOWNLOAD 1.02 MB
2012/259 Technical advice on CRA regulatory equivalence - US, Canada and Australia Credit Rating Agencies Technical Advice DOWNLOAD 697.78 KB
2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice DOWNLOAD 509.39 KB
2012/600 Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories Post Trading Technical Standards DOWNLOAD 1.88 MB
2012/864 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 1.23 MB
2013/413 Final Report - Draft regulatory technical standards on types of AIFMs Fund Management Technical Standards DOWNLOAD 116.08 KB
2013/302 ESMA’s Technical Advice to the Commission on Fees for Trade Repositories Post Trading Technical Advice DOWNLOAD 1.08 MB
2013/626 Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore Credit Rating Agencies Technical Advice DOWNLOAD 840.48 KB
2013-614 ESMA’s technical advice on short selling regulation Short Selling Technical Advice DOWNLOAD 2.3 MB
JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards DOWNLOAD 1.17 MB
2013/1087 Final Report on amended EMIR implementing technical standards Post Trading Technical Standards DOWNLOAD 335.07 KB