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10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
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2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
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2011/323 |
Final report - ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 797.56 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/379 |
Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive |
Fund Management |
Technical Advice |
DOWNLOAD 3.51 MB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/137 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.32 MB |
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2012/259 |
Technical advice on CRA regulatory equivalence - US, Canada and Australia |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 697.78 KB |
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2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
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2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
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2012/SMSG/59 |
Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 497.32 KB |
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2012/864 |
ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Technical Advice |
DOWNLOAD 1.23 MB |
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2013/302 |
ESMA’s Technical Advice to the Commission on Fees for Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 1.08 MB |
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2013/626 |
Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 840.48 KB |
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2013-614 |
ESMA’s technical advice on short selling regulation |
Short Selling |
Technical Advice |
DOWNLOAD 2.3 MB |
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