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ESMA32-193237008-8354 |
Letter to IAASB’s on the International Standard on Auditing 240 (Revised), The Auditor’s Responsibilities Relating to Fraud in an Audit of Financial Statements and Proposed Conforming and Consequential Amendments to Other ISAs |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 397.56 KB |
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JC 2024 16 |
Joint Committee Annual Report 2023 |
Joint Committee |
Annual Report |
DOWNLOAD 207.42 KB |
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MoU ESAs-ENISA |
Memorandum of Understanding on cooperation between the ESA and ENISA |
Digital Finance and Innovation, International cooperation, Joint Committee |
Reference |
DOWNLOAD 308.53 KB |
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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA32-193237008-3394 |
List of decisions published in the Extracts from the EECS’s Database of Enforcement |
Financial reporting |
Reference |
DOWNLOAD 310.34 KB |
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| Related documents |
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ESMA32-193237008-8267 |
29th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 454.47 KB |
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JC Q&As register |
Register of the joint Q&As |
Joint Committee |
Reference |
DOWNLOAD 231.65 KB |
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ESMA42-110-812 |
Notifications of Compliance with Guidelines – Overview Table |
Guidelines and Technical standards |
Reference |
DOWNLOAD 165.81 KB |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA32-992851010-1469 |
Letter to IESBA on the proposed International Ethics Standards for Sustainability Assurance |
Financial reporting, Issuer disclosure, Sustainable finance |
Letter |
DOWNLOAD 88.43 KB |
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JC 2024 22 |
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 767.6 KB |
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ESMA70-156-1434 |
Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) |
Benchmarks, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 200.08 KB |
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ESMA42-646012687-331 |
ESMA Guidelines |
About ESMA, Guidelines and Technical standards |
Reference |
DOWNLOAD 107.56 KB |
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JC 2024 24 |
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 529.11 KB |
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DORA dry run exercise factsheet |
Factsheet for 2024 DORA dry run exercise |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 187.14 KB |
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ESMA74-2119945925-1627 |
Compliance table on the Guidelines on standardised procedures and messaging protocols |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 430.39 KB |
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ESMA74-2119945925-1626 |
Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 492.55 KB |
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ESMA74-2119945925-1625 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 474.91 KB |
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ESMA74-2119945925-1624 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 265.11 KB |
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