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2014/1184 |
Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives |
Post Trading |
Technical Standards |
DOWNLOAD 1.17 MB |
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2014/1187 |
Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive |
Issuer disclosure, Transparency |
Technical Standards |
DOWNLOAD 810.07 KB |
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2014/850rev |
Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 370.42 KB |
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2014/685 |
Draft Regulatory Technical Standards under the CRA3 Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 2.39 MB |
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2014/312 |
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD |
Fund Management |
Technical Advice |
DOWNLOAD 330.79 KB |
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2014/161 |
Draft implementing technical standards on notification - EuSEF |
Fund Management |
Technical Standards |
DOWNLOAD 29.18 KB |
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2014/160 |
Draft implementing technical standards on notification - EuVECA |
Fund Management |
Technical Standards |
DOWNLOAD 175.99 KB |
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2014/123 |
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 3.33 MB |
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2013/1965 |
Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 385.87 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/1953 |
Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 143.15 KB |
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2013/1703 |
Technical Advice on the feasibility of a network of small and medium-sized CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 601.05 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1371 |
ESMA Technical advice on equivalence of South Korea for CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 1.83 MB |
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2013/1369 |
ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 124.15 KB |
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2013/1372 |
ESMA Technical advice on equivalence of Singapore for TRs (Supplement) |
Post Trading |
Technical Advice |
DOWNLOAD 500.37 KB |
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2013/1160 |
Technical advice on third country regulatory equivalence under EMIR – Hong Kong |
Post Trading |
Technical Advice |
DOWNLOAD 3.57 MB |
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2013/1162 |
Technical advice on third country regulatory equivalence under EMIR – Switzerland |
Post Trading |
Technical Advice |
DOWNLOAD 3.65 MB |
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2013/1161 |
Technical advice on third country regulatory equivalence under EMIR – Singapore |
Post Trading |
Technical Advice |
DOWNLOAD 3.55 MB |
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