03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
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30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing
Investor protection
Report
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23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA74-2134169708-7270
Consultation Paper on the amendments to certain technical standards for commodity derivatives - Reply form
Trading
Reference
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23/05/2024
ESMA74-2134169708-7006
Consultation Paper on the amendments to certain technical standards for commodity derivatives
Trading
Consultation Paper
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23/05/2024
ESMA74-2134169708-7252
MiFIR Review Consultation Package (CTPs and DRSPs) - Reply form
Market data, Trading
Reference
DOWNLOAD 709.88 KB
23/05/2024
ESMA74-2134169708-7225
MiFIR Review Consultation Package (CTPs and DRSPs)
Market data, Trading
Consultation Paper
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Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure
Translated versions
21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee
Investor protection
Reference
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21/05/2024
ESMA74-2134169708-726
MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data) - Response form
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21/05/2024
ESMA74-2134169708-7241
MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data)
Market data, Trading
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07/05/2024
Ares(2024) 3056562
Letter from the European Commission on the DLT Pilot Regime Implementation
Digital Finance and Innovation, Trading
Letter
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02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
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19/04/2024
ESMA74-1505669078-6421
Joint call for expression of interest: Consultative Working Group for CDWG, SMWG and PTWG
Trading
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19/04/2024
ESMA74-1505669078-6486
Application form for candidates for Post Trading Working Group
Trading
Reference
DOWNLOAD 35.33 KB
19/04/2024
ESMA74-1505669078-6485
Application form Call for candidates for Secondary Markets Working Group
Trading
Reference
DOWNLOAD 36.71 KB
19/04/2024
ESMA74-1505669078-6487
Application form Call for candidates for Commodity Derivatives Working Group
Trading
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04/04/2024
ESMA75-117376770-460
Letter to EU institutions on DLT Pilot Regime Implementation
Digital Finance and Innovation, Trading
Letter
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03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices
Investor protection, Risk monitoring
Report
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