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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA42-110-812 |
Notifications of Compliance with Guidelines – Overview Table |
Guidelines and Technical standards |
Reference |
DOWNLOAD 165.81 KB |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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ESMA50-43599798-9644 |
Verena Ross' speech at the Conference on Macroprudential Policy for Investment Funds, 20 May 2024 |
Risk monitoring, Speeches |
Speech |
DOWNLOAD 219.61 KB |
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ESMA50-524821-3149 |
EU Securities Markets 2023 |
Market data, Risk monitoring |
Report |
DOWNLOAD 1.25 MB |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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JC 2024 22 |
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 767.6 KB |
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ESMA70-156-1434 |
Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) |
Benchmarks, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 200.08 KB |
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ESMA42-646012687-331 |
ESMA Guidelines |
About ESMA, Guidelines and Technical standards |
Reference |
DOWNLOAD 107.56 KB |
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ESMA50-524821-3153 |
TRV Article - Crypto assets: Market structures and EU relevance |
Digital Finance and Innovation, Risk monitoring |
Report |
DOWNLOAD 664.88 KB |
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ESMA50-524821-3147 |
Market Report on EU Securities Financing Transactions markets 2024 |
Market data, Risk monitoring |
Report |
DOWNLOAD 1.73 MB |
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ESMA74-2119945925-1627 |
Compliance table on the Guidelines on standardised procedures and messaging protocols |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 430.39 KB |
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ESMA74-2119945925-1626 |
Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 492.55 KB |
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ESMA74-2119945925-1625 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 474.91 KB |
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ESMA74-2119945925-1624 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 265.11 KB |
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ESMA74-2119945925-1622 |
Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 242.35 KB |
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ESMA70-151-732 |
Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 255.69 KB |
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ESMA70-151-1417 |
Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 242.48 KB |
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