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ESMA35-43-2391 |
Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity |
COVID-19, Investor protection |
Statement |
DOWNLOAD 118.75 KB |
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ESMA35-43-2320 |
ESMA opinion under article 43(2) MiFIR (HU_BO) |
Investor protection |
Opinion |
DOWNLOAD 110.81 KB |
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ESMA35-43-2321 |
ESMA opinion under article 43(2) MiFIR (HU_CFD) |
Investor protection |
Opinion |
DOWNLOAD 113.32 KB |
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ESMA71-99-1301 |
ESMA report stresses impact of costs on retail investor benefits |
Fund Management, Investor protection, Risk monitoring |
Press Release |
DOWNLOAD 109.54 KB |
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ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA35-36-1919 |
Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 |
COVID-19, Investor protection |
Statement |
DOWNLOAD 89.84 KB |
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ESMA31-67-742 |
Public statement on publication deadlines under the Transparency Directive |
COVID-19, Transparency |
Statement |
DOWNLOAD 88.72 KB |
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ESMA35-43-2348 |
ESMA Statement on COVID-19 telephone recording |
COVID-19, Investor protection |
Statement |
DOWNLOAD 114.12 KB |
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ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
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ESMA32-67-613 |
Report on amendments to ESMA Guidelines on enforcement of financial information |
Transparency |
Final Report |
DOWNLOAD 272.06 KB |
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ESMA32-50-218 |
Guidelines on enforcement of financial information |
Transparency |
Guidelines & Recommendations |
DOWNLOAD 332.95 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA35-43-2171 |
ESMA opinion under article 43(2) MiFIR (NO_CFD) |
Investor protection |
Opinion |
DOWNLOAD 123.35 KB |
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ESMA35-43-2172 |
ESMA opinion under article 43(2) MiFIR (NO_BO) |
Investor protection |
Opinion |
DOWNLOAD 107.2 KB |
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ESMA35-43-2131 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Consultation Paper |
DOWNLOAD 1.23 MB |
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ESMA71-319-154 |
Banking and the MiFID II review |
Investor protection, Trading, Speeches |
Speech |
DOWNLOAD 135.75 KB |
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ESMA-35-43-2090 |
Call for evidence on MiFID II product intervention powers |
Investor protection |
Consultation Paper |
DOWNLOAD 197.51 KB |
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ESMA-35-43-1982 |
ESMA opinion under Article 43(2) MiFIR (CY_CFD) |
Investor protection |
Opinion |
DOWNLOAD 115.93 KB |
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ESMA-35-43-2062 |
ESMA opinion under Article 43(2) MiFIR (SI_BO) |
Investor protection |
Opinion |
DOWNLOAD 100.66 KB |
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