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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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126 documents
Date Reference Title Sections Type Main document Info
ESMA91-1505572268-3069 Compliance table on the Guidelines on CCP recovery plan indicators CCP, Guidelines and Technical standards Compliance table DOWNLOAD 235.31 KB
ESMA91-1505572268-3071 Compliance table on the Guidelines on CCP recovery plan scenarios CCP, Guidelines and Technical standards Compliance table DOWNLOAD 182.85 KB
JC 2023 18 Consolidated Q&A on the SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 989.81 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A DOWNLOAD 457.72 KB
ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) Benchmarks, Supervisory convergence Q&A DOWNLOAD 730.96 KB
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II Trading Compliance table DOWNLOAD 153.21 KB
ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 985.2 KB
ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Trading Q&A DOWNLOAD 1.54 MB
ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Credit Rating Agencies Q&A DOWNLOAD 426.65 KB
ESMA33-128-563 Questions and answers on the Securitisation Regulation Securitisation Q&A DOWNLOAD 1.7 MB
ESMA34-43-392 Q&A on the application of the UCITS Directive Fund Management Q&A DOWNLOAD 855.36 KB
ESMA34-32-352 Q&A on the Application of the AIFMD Fund Management, Supervisory convergence Q&A DOWNLOAD 805.75 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA70-460-189 Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading Q&A DOWNLOAD 313.42 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB