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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA32-67-802 |
Compliance table on the Guidelines on the enforcement of financial information |
Guidelines and Technical standards, Transparency |
Compliance table |
DOWNLOAD 192.71 KB |
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ESMA74-1103241886-912 |
Warning on posting Investment Recommendation on social media |
Investor protection, Market Abuse, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 1.03 MB |
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ESMA50-524821-3002 |
Working Paper on Market impacts of the 2020 short selling bans |
Risk monitoring, Short Selling |
Report |
DOWNLOAD 742.21 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA31-67-535 |
Practical Guide on notifications of major holdings under the Transparency Directive |
About ESMA, Issuer disclosure, Transparency |
Reference |
DOWNLOAD 1022.57 KB |
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ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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ESMA70-445-372 |
Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency |
Speeches, Transparency |
Speech |
DOWNLOAD 177.57 KB |
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ESMA80-187-945 |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 |
Credit Rating Agencies, Trade Repositories, Transparency |
Speech |
DOWNLOAD 178.1 KB |
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ESMA70-448-10 |
Final Report - Short Selling Regulation Review |
Short Selling |
Final Report |
DOWNLOAD 749.55 KB |
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ESA 2022 15 |
EU financial regulators warn consumers on the risks of crypto-assets |
Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 118.67 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA70-447-1885 |
Statement on new NSP notification threshold |
Market Integrity, Short Selling |
Statement |
DOWNLOAD 90.32 KB |
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ESMA22-106-3734 |
SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Securities and Markets Stakeholder Group, Short Selling |
SMSG Advice |
DOWNLOAD 167.66 KB |
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ESMA74-362-2159 |
ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference |
Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency |
Speech |
DOWNLOAD 167.18 KB |
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ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
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ESMA70-156-3914 |
Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Short Selling |
Consultation Paper |
DOWNLOAD 1.19 MB |
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ESMA70-156-4262 |
Opinion for the adjustment of the threshold set out in Article 5(2) of SSR |
COVID-19, Market Integrity, Short Selling |
Opinion |
DOWNLOAD 429.84 KB |
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