|
|
AFM/1 |
Consumer testing AFM report |
Sustainable finance |
Report |
DOWNLOAD 2.75 MB |
|
|
|
SGH/1 |
Consumer testing SGH report |
Sustainable finance |
Report |
DOWNLOAD 2.08 MB |
|
|
|
ESMA42-110-3265 |
Report on the independence of National Competent Authorities |
Supervisory convergence |
Report |
DOWNLOAD 458.92 KB |
|
|
|
ESMA20-95-1430 |
2022 Annual Work Programme |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Report |
DOWNLOAD 615.04 KB |
|
|
|
JC 2021 45 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 642.21 KB |
|
|
|
ESMA 50-165-1838 |
ESMA report on trends, risks and vulnerabilities no.2 2021 - statistical annex |
Market data, Risk monitoring |
Report |
DOWNLOAD 1.72 MB |
|
|
|
ESMA50-165-1842 |
ESMA report on trends, risks and vulnerabilities no.2 2021 |
Risk monitoring |
Report |
DOWNLOAD 2.68 MB |
|
|
|
ESMA70-156-4576 |
Report to EC on Use of FinTech by CSDs |
Digital Finance and Innovation, Post Trading |
Report |
DOWNLOAD 537.04 KB |
|
|
|
ESMA32-382-1153 |
Prospectus activity and sanctions report 2020 |
Prospectus |
Report |
DOWNLOAD 458.21 KB |
|
|
|
ESMA34-32-865 |
Penalties and measures imposed under the AIFMD in 2020 |
Fund Management |
Report |
DOWNLOAD 510 KB |
|
|
|
ESMA34-45-1269 |
Penalties and measures imposed under the UCITS Directive in 2020 |
Fund Management |
Report |
DOWNLOAD 516.21 KB |
|
|
|
ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
|
|
|
ESMA70-156-4582 |
Report to the EC - CSDR Banking services |
Post Trading |
Report |
DOWNLOAD 727.83 KB |
|
|
|
ESMA70-156-4563 |
3rd Annual Report on supervisory measures and penalties under EMIR |
Post Trading |
Report |
DOWNLOAD 997.75 KB |
|
|
|
ESMA32-63-1192 |
25th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 641.78 KB |
|
|
|
ESMA 34-45-1219 |
Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.36 MB |
|
|
|
ESMA50-165-1761 |
ESMA Risk Dashboard No. 1 2021 |
Market data, Risk monitoring |
Report |
DOWNLOAD 819.04 KB |
|
|
|
ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
|
|
|
JC 2021 31 |
JC Report on the implementation and functioning of the Securitisation Regulation |
Joint Committee, Securitisation |
Report |
DOWNLOAD 1.03 MB |
|
|
|
ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
|
