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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

1319 documents
Date Sort ascending Reference Title Sections Type Main document Info
EBA/DP/2024/01 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee Consultation Paper DOWNLOAD 916.01 KB
ESMA24-229244789-4691 Summary of conclusions - Joint meeting of the Board of Supervisors and the Securities and Markets Stakeholder Group - 25 January 2024 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 135.06 KB
JC Q&As register Register of the joint Q&As Joint Committee Reference DOWNLOAD 231.65 KB
ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference DOWNLOAD 165.81 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.43 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 187.67 KB
ESMA71-545613100-2487 ESMA makes recommendations for more effective and attractive capital markets in the EU - Press Release About ESMA, Board of Supervisors, Press Releases Press Release DOWNLOAD 230.22 KB
Related documents Position paper on EU capital markets - Building more effective and attractive capital markets in the EU Factsheet - Building more effective and attractive capital markets in the EU
Summary
Translated versions
Factsheet Position Paper Factsheet - Building more effective and attractive capital markets in the EU About ESMA, Board of Supervisors Reference DOWNLOAD 372.39 KB
Related documents Position paper on EU capital markets - Building more effective and attractive capital markets in the EU ESMA makes recommendations for more effective and attractive capital markets in the EU - Press Release
Summary
Translated versions
ESMA24-450544452-2207 Position paper on EU capital markets - Building more effective and attractive capital markets in the EU About ESMA, Board of Supervisors Reference DOWNLOAD 567.44 KB
Related documents Factsheet - Building more effective and attractive capital markets in the EU ESMA makes recommendations for more effective and attractive capital markets in the EU - Press Release
Summary
Translated versions
ESMA22-1669215091-5582 Summary of conclusions Board of Supervisors - 20 March 2024 Board of Supervisors Summary of Conclusions DOWNLOAD 402.95 KB
JC 2024 22 Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 Joint Committee, Risk monitoring Report DOWNLOAD 767.6 KB
ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 200.08 KB
ESMA42-646012687-331 ESMA Guidelines About ESMA, Guidelines and Technical standards Reference DOWNLOAD 107.56 KB
ESMA22-1669215091-5593 Summary of conclusions TRACE DBP - 20 March 2024 Board of Supervisors Summary of Conclusions DOWNLOAD 169.1 KB
JC 2024 24 Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 529.11 KB
DORA dry run exercise factsheet Factsheet for 2024 DORA dry run exercise Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 187.14 KB
ESMA74-2119945925-1627 Compliance table on the Guidelines on standardised procedures and messaging protocols Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 430.39 KB
ESMA74-2119945925-1626 Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 492.55 KB
ESMA74-2119945925-1625 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 474.91 KB
ESMA74-2119945925-1624 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 265.11 KB