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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
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2015/1472 |
Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 2.48 MB |
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2015/1471 |
Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.1 MB |
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2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
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2014/850rev |
Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 370.42 KB |
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2013/1953 |
Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 143.15 KB |
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2013/1703 |
Technical Advice on the feasibility of a network of small and medium-sized CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 601.05 KB |
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2013/626 |
Technical advice on CRA regulatory equivalence on Argentina, Brazil, Mexico, Hong Kong and Singapore |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 840.48 KB |
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2012/259 |
Technical advice on CRA regulatory equivalence - US, Canada and Australia |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 697.78 KB |
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2011/144 |
Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.72 MB |
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10-333 |
Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies |
CESR Archive, Credit Rating Agencies |
Technical Advice |
DOWNLOAD 4.59 MB |
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