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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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38 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA71-99-1749 Press_Release_New Chair_Ross November FINAL Board of Supervisors, About ESMA, Joint Committee, Management Board, Press Releases Press Release DOWNLOAD 81.42 KB
ESMA71-99-1734 Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 125.85 KB
Joint Committee JC 2016 ESAs publish the revised Joint Guidelines on the Prudential Assessment of Acquisitions and Increases of Qualifying Holdings in the Financial Sector Joint Committee Press Release DOWNLOAD 188.15 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
JC 2021 31 PR Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation Joint Committee, Securitisation Press Release DOWNLOAD 125.8 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
JC 2020 41 ESAs consult on Environmental, Social and Governance disclosure rules Joint Committee, Sustainable finance Press Release DOWNLOAD 131.43 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
Summary
Translated versions
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA71-99-1266 Press release on joint GLs on cooperation and information exchange Guidelines and Technical standards, Joint Committee, Press Releases Press Release DOWNLOAD 206.03 KB
Related documents Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
Summary
Translated versions
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-998 European Supervisory Authorities hold its 2018 Consumer Protection Day Joint Committee, Press Releases Press Release DOWNLOAD 315.27 KB
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
ESMA71-844457584-339 Press Release ESMA Supervision 2016 annual report and 2017 work programme Credit Rating Agencies, Trade Repositories Press Release DOWNLOAD 142.26 KB
2016/JCESA PR Press release - European Supervisory Authorities consult on Big Data Joint Committee, Press Releases Press Release DOWNLOAD 150.29 KB
JC/2016/21 PR Joint Press Release draft RTS on PRIIPs Fund Management, Joint Committee, Press Releases Press Release DOWNLOAD 207.66 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB