ESMA Library

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520 documents
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ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations DOWNLOAD 194.41 KB
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ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 87.3 KB
ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 0 bytes
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA22-103-1194 Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt COVID-19, Investor protection, Trading, Speeches, Supervisory convergence Speech DOWNLOAD 155.85 KB
ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, Investor protection, Speeches Speech DOWNLOAD 170.21 KB
ESMA33-128-1001_ Final Report_Guidelines on Portability of Information between Securitisation Repositories Securitisation Report DOWNLOAD 279.02 KB
ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Final Report DOWNLOAD 1.23 MB
ESMA65-8-6469 Securitisation Disclosure Templates Reporting Instructions-Dec 2019 Securitisation Reference DOWNLOAD 839.83 KB
esma65-8-6469 securitisation_disclosure_templates_xml_schema_1.1.0 Securitisation Reference DOWNLOAD 8.04 MB
esma65-8-6469 securitisation_disclosure_templates_xml_schema_1.2.0 Securitisation Reference DOWNLOAD 8.18 MB
ESMA65-8-6469 Securitisation Disclosure Templates Reporting Instructions Securitisation Reference DOWNLOAD 1.01 MB
ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 744.01 KB
ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 711.12 KB
ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Investor protection Report DOWNLOAD 563.38 KB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB
ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Investor protection Opinion DOWNLOAD 110.81 KB