ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

369 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA50-165-1842 ESMA report on trends, risks and vulnerabilities no.2 2021 Risk monitoring Report DOWNLOAD 2.68 MB
ESMA70-156-4576 Report to EC on Use of FinTech by CSDs Digital Finance and Innovation, Post Trading Report DOWNLOAD 537.04 KB
SFDR EC Q&A EC Q&A on sustainability-related disclosures Joint Committee, Sustainable finance Q&A DOWNLOAD 601.99 KB
ESMA32-382-1153 Prospectus activity and sanctions report 2020 Prospectus Report DOWNLOAD 458.21 KB
ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Fund Management Report DOWNLOAD 510 KB
ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Fund Management Report DOWNLOAD 516.21 KB
ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Investor protection Report DOWNLOAD 383.39 KB
ESMA70-156-4582 Report to the EC - CSDR Banking services Post Trading Report DOWNLOAD 727.83 KB
ESMA70-156-4563 3rd Annual Report on supervisory measures and penalties under EMIR Post Trading Report DOWNLOAD 997.75 KB
ESMA32-63-1192 25th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 641.78 KB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 Market data, Risk monitoring Report DOWNLOAD 819.04 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation Joint Committee, Securitisation Report DOWNLOAD 1.03 MB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 Fund Management, Digital Finance and Innovation, Market data Report DOWNLOAD 2.54 MB
ESMA93-373-39 Annual peer review of EU CCP supervision CCP Report DOWNLOAD 449.37 KB
ESMA50-165-1734 EU Alternative Investment Funds - 2021 Statistical Report Fund Management, Market data, Risk monitoring Report DOWNLOAD 1.77 MB
ESMA32-63-1101 Enforcers 2020 activity report Issuer disclosure Report DOWNLOAD 876.29 KB
JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 Joint Committee, Risk monitoring Report DOWNLOAD 641.71 KB