05/06/2024
MoU ESAs-ENISA
Memorandum of Understanding on cooperation between the ESA and ENISA
Digital Finance and Innovation, International cooperation, Joint Committee
Reference
DOWNLOAD 308.53 KB
30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
DOWNLOAD 206.21 KB
29/05/2024
ESMA74-1103241886-945
ESMA Statement on Pre-close calls
Market Abuse, Market Integrity
Statement
DOWNLOAD 143.04 KB
06/02/2024
ESMA74-1103241886-912
Warning on posting Investment Recommendation on social media
Investor protection, Market Abuse, Warnings and publications for investors
Investor Warning
DOWNLOAD 1.03 MB
25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
DOWNLOAD 1.76 MB
Related documents
Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
17/01/2024
ESMA12-766636679-105
Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes
MiFID - Secondary Markets
Reference
DOWNLOAD 428.14 KB
21/12/2023
ESMA65-8-5240
FIRDS Transparency Download Instructions
MiFID - Secondary Markets, Trading
Reference
DOWNLOAD 1.25 MB
08/12/2023
ESMA-SSM Cooperative Arrangement CCP
Cooperative Arrangement on CCP supervisory cooperation - ESMA-SSM
CCP, International cooperation
Reference
DOWNLOAD 227.89 KB
26/10/2023
ESMA91-398-6343
Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia
CCP, International cooperation
Reference
DOWNLOAD 263.98 KB
23/10/2023
ESMA24-450544452-1848
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading
Reference
DOWNLOAD 641.86 KB
17/07/2023
ESMA74-1103241886-880
Report on Suspicious Transaction and Order Reports (STORs)
Market Abuse
Report
DOWNLOAD 404.04 KB
12/07/2023
ESMA70-449-748
Report on the Call for Evidence on pre-hedging
Market Abuse, Market Integrity
Report
DOWNLOAD 385.4 KB
30/05/2023
ESMA24-450544452-1791
Jakub Michalik's ECON Opening Statement, 30 May 2023
Investor protection, Market Abuse, Prospectus, Speeches
Speech
DOWNLOAD 146.93 KB
03/04/2023
ESMA70-449-741
Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision
Guidelines and Technical standards, Market Abuse
Compliance table
DOWNLOAD 217.23 KB
15/03/2023
MoU Israel
Memorandum of Understanding between ESMA and the Israel Securities Authority Related to CCPs Established in Israel
CCP, International cooperation
Reference
DOWNLOAD 211.66 KB
14/02/2023
ESMA91-398-6389
MoU between ESMA and SFC related to CCPs established in Colombia
CCP, International cooperation
Reference
DOWNLOAD 407.24 KB
30/01/2023
ESMA24-435-690
MoU between ESMA and the FCA concerning EU Critical Benchmarks
Benchmarks, International cooperation
Reference
DOWNLOAD 219.52 KB
01/12/2022
ESMA24-436-1489
Chair Opening Statement ECON, 1 December 2022 - Energy derivative markets
CCP, Market Abuse, Market Integrity, Investor protection, Speeches, Trading
Speech
DOWNLOAD 152.08 KB
25/11/2022
ESMA70-145-111
Q&A on the Market Abuse Regulation
Market Abuse, Market Integrity
Q&A
DOWNLOAD 530.12 KB
18/11/2022
ESMA70-449-673
Annual Report on MAR administrative and criminal sanctions 2022
Market Abuse
Report
DOWNLOAD 449.92 KB