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70-145-105 |
Draft Guidelines on non-significant benchmarks |
Benchmarks, Guidelines and Technical standards |
Consultation Paper |
DOWNLOAD 557.29 KB |
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ESMA35-43-748 |
Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 740.94 KB |
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ESMA70-151-457 |
Consultation paper on guidelines on Internalised Settlement Reporting under Article 9 of CSDR |
Post Trading |
Consultation Paper |
DOWNLOAD 414.42 KB |
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ESMA70-145-127 |
Consultation paper on the evaluation of the short-selling regulation |
Market Integrity, Short Selling |
Consultation Paper |
DOWNLOAD 1.46 MB |
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ESMA31-62-532 |
Draft technical advice on format and content of the prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 2.81 MB |
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ESMA31-62-649 |
Draft technical advice on content and format of the EU Growth prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 1.38 MB |
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ESMA31-62-650 |
Draft technical advice on scrutiny and approval of the prospectus |
Prospectus |
Consultation Paper |
DOWNLOAD 1.09 MB |
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ESMA70-156-71 |
Consultation paper trading obligation for derivatives under MiFIR |
Trading |
Consultation Paper |
DOWNLOAD 1.08 MB |
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ESMA70-151-291 |
Consultation paper on guidelines on CCPs' conflict of interest management |
Post Trading |
Consultation Paper |
DOWNLOAD 344.94 KB |
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ESMA34-49-82 |
Draft technical advice, implementing technical standards and guidelines under the MMF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 2.04 MB |
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33-5-94 |
Response Form CRA Endorsement Guidelines |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 756.11 KB |
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33-9-149 |
Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 1.08 MB |
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ESMA70-708036281-17 |
Consultation Paper on ESMA’s Guidelines on transfer of data between TRs |
Post Trading |
Consultation Paper |
DOWNLOAD 1003.51 KB |
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JC/2016/86 |
Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions |
Joint Committee |
Consultation Paper |
DOWNLOAD 538.4 KB |
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2016/1672 |
Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR |
Post Trading |
Consultation Paper |
DOWNLOAD 709.68 KB |
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2016/1661 |
Consultation Paper - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR |
Post Trading |
Consultation Paper |
DOWNLOAD 740.22 KB |
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2016/1562 |
Consultation Paper - Draft RTS on package orders for which there is a liquid market |
Trading |
Consultation Paper |
DOWNLOAD 782.55 KB |
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2016/1529 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Consultation Paper |
DOWNLOAD 1.13 MB |
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2016/1440 |
Guidelines on the calibration, publication and reporting of trading halts |
Trading |
Consultation Paper |
DOWNLOAD 946.62 KB |
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2016/1437 |
Consultation Paper on Guidelines on the management body of market operators and data reporting services providers |
Trading |
Consultation Paper |
DOWNLOAD 756.21 KB |
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