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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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19 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA71-99-1734 Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 125.85 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1342 Decision Short Selling Reporting Renewal Statement COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 83.55 KB
Related documents ESMA Decision - renewal Article 28 SSR reporting threshold
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ESMA71-99-1318 ESMA issues positive opinions on short selling bans by 5 jurisdictions COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 114.75 KB
Related documents Opinion on FMA emergency measure under the SSR Opinion on FSMA emergency measure under the SSR Opinion on AMF emergency measure under the SSR Opinion on HCMC emergency measure under the SSR Opinion on CNMV emergency measure under the SSR
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ESMA71-99-1291 ESMA requires net short position holders to report positions of 0.1% and above COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 82.58 KB
Related documents ESMA decision on thresholds for reporting net short positions
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ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
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ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
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ESMA71-844457584-339 Press Release ESMA Supervision 2016 annual report and 2017 work programme Credit Rating Agencies, Trade Repositories Press Release DOWNLOAD 142.26 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
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2013/649 ESMA publishes review on impact of short selling regulation Short Selling, Press Releases Press Release DOWNLOAD 170.99 KB
2013/214 ESMA seeks feedback for review of the Short Selling Regulation Short Selling, Press Releases Press Release DOWNLOAD 75.26 KB
2013/167 ESMA issues guidelines on market-making and primary dealer exemptions Short Selling, Press Releases Press Release DOWNLOAD 117.57 KB
2012/582 ESMA consults on market maker and primary dealer exemption for short selling Short Selling, Press Releases Press Release DOWNLOAD 113.92 KB
Related documents Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
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