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Joint Committe EC Decision Q&As SDFR |
European Commission decision on the answers to be provided to questions requiring the interpretation of Union law submitted on 9 September 2022 by the ESAs SFDR |
Joint Committee, Sustainable finance |
Decision |
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ESMA70-449-741 |
Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Compliance table |
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ESMA43-475-40 |
BoS Decision - S&P Global Ratings Europe Limited |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 525.03 KB |
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ESMA43-475-60 |
Public Notice - S&P Global Ratings Europe Limited |
Board of Supervisors, Credit Rating Agencies |
Decision |
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ESMA64-68-216 |
Decision on the extension of the reserve lists ending 31/12/2022 |
Careers |
Decision |
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ESMA32-382-1157 |
Compliance table on disclosure requirements under the Prospectus Regulation |
Prospectus |
Compliance table |
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ESMA31-62-1409 |
Compliance table GLs on Risk factors |
Prospectus |
Compliance table |
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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
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BoA-D-2022-01 |
Board of Appeal of the ESAs - Decision on C vs EBA |
Board of Appeal |
Decision |
DOWNLOAD 790.75 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
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ESMA40-134-3263 |
Decision on Conflict of Interest Policy for Non-Staff |
Management Board |
Decision |
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ESMA70-156-177 |
Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) |
Trading |
Compliance table |
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ESMA34-32-898 |
Compliance table on Guidelines on Article 25 of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
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ESMA41-356-271 |
Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A |
Board of Supervisors, Trade Repositories |
Decision |
DOWNLOAD 1.17 MB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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