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ESMA70-151-1350 |
Guidelines on position calculation by Trade Repositories under EMIR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-145-1345 |
Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 112.12 KB |
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BoA PR 01 |
Board of Appeal PR - Shadow Ratings Appeals |
Board of Appeal |
Press Release |
DOWNLOAD 399.67 KB |
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BoA D 2019 01, 02, 03 and 04 |
Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority |
Board of Appeal |
Decision |
DOWNLOAD 829.04 KB |
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ESMA70-145-67 |
Compliance table regarding MAR guidelines on delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 177.87 KB |
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ESMA70-145-153 |
Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Compliance table |
DOWNLOAD 179.29 KB |
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boa30.18 |
BoA Decision SEB appeal 30 November 2018 |
Board of Appeal |
Decision |
DOWNLOAD 416.77 KB |
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ESMA70-154-803 |
BoS Decision Notice AT Guidelines Withdrawal |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 512.94 KB |
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BoA D 2018 02 |
Decision in an Appeal by B. against a decision of the European Securities and Markets Authority |
Board of Appeal |
Decision |
DOWNLOAD 382.53 KB |
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ESMA41-117-1108 |
Guidelines compliance table for Guidelines on cooperation arrangements and information exchange |
Guidelines and Technical standards |
Compliance table |
DOWNLOAD 106.76 KB |
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BoA 2018-01 |
Decision in an appeal by A v ESMA |
Board of Appeal, Joint Committee |
Decision |
DOWNLOAD 392.62 KB |
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ESMA70-151-1116 |
Guidelines on transfer of data between TRs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 368.28 KB |
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ESMA71-99-969 |
Board of Appeal Appointments 2018 |
Board of Appeal |
Press Release |
DOWNLOAD 292.64 KB |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA34-49-115 |
Guidelines on stress tests scenarios under Article 28 of the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 379.55 KB |
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Summary |
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ESMA34-32-316 |
Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 144.26 KB |
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ESMA34-43-352 |
Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 154.54 KB |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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70-145-105 |
Draft Guidelines on non-significant benchmarks |
Benchmarks, Guidelines and Technical standards |
Consultation Paper |
DOWNLOAD 557.29 KB |
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