ESMA Library

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731 documents
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ESMA70-151-1350 Guidelines on position calculation by Trade Repositories under EMIR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 184.37 KB
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ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 112.12 KB
BoA PR 01 Board of Appeal PR - Shadow Ratings Appeals Board of Appeal Press Release DOWNLOAD 399.67 KB
Related documents Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority
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Translated versions
BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 829.04 KB
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Translated versions EN
ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 177.87 KB
ESMA70-145-153 Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table DOWNLOAD 179.29 KB
boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision DOWNLOAD 416.77 KB
ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 512.94 KB
BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 382.53 KB
ESMA41-117-1108 Guidelines compliance table for Guidelines on cooperation arrangements and information exchange Guidelines and Technical standards Compliance table DOWNLOAD 106.76 KB
BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision DOWNLOAD 392.62 KB
ESMA70-151-1116 Guidelines on transfer of data between TRs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 368.28 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , EN , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-969 Board of Appeal Appointments 2018 Board of Appeal Press Release DOWNLOAD 292.64 KB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA34-49-115 Guidelines on stress tests scenarios under Article 28 of the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 338.92 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 144.26 KB
ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 154.54 KB
ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, Investor protection Reference DOWNLOAD 72.7 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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70-145-105 Draft Guidelines on non-significant benchmarks Benchmarks, Guidelines and Technical standards Consultation Paper DOWNLOAD 557.29 KB