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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
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ESMA91-372-1960 |
EMIR college composition |
CCP |
Reference |
DOWNLOAD 233.5 KB |
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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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ESMA91-1505572268-3695 |
Follow-up report on Global CCP fire drill 2023 |
CCP |
Report |
DOWNLOAD 164.25 KB |
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ESMA70-152-348 |
List of third-country CCPs recognised to offer services and activities in the Union |
CCP, Post Trading |
Reference |
DOWNLOAD 505.12 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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ESMA91-1505572268-3648 |
Klaus Löber's speech at the Eurex Derivatives Forum, 29 February 2024 |
CCP, Speeches |
Speech |
DOWNLOAD 179.16 KB |
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ESMA91-2145765636-9418 |
Final Report on the Technical advice to the European Commission on fees charged to Tier 1 Third-Country CCPs under EMIR |
CCP |
Final Report |
DOWNLOAD 481.67 KB |
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ESMA91-1505572268-3492 |
Compliance table on the Guidelines on valuation of contracts |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 181.13 KB |
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ESMA91-1505572268-3490 |
Compliance table on the Guidelines on Failing or Likely to Fail |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 211 KB |
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