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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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223 documents
Date Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA74-1103241886-945 ESMA Statement on Pre-close calls Market Abuse, Market Integrity Statement DOWNLOAD 143.04 KB
ESMA32-193237008-8269 2023 Corporate Reporting Enforcement and Regulatory Activities Report Corporate Finance, Electronic reporting, Prospectus Report DOWNLOAD 2.5 MB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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Summary

This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA50-524821-3029 Statistical Report on EU Prospectuses 2023 Prospectus, Risk monitoring Report DOWNLOAD 488.2 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA32-380-267 Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain Corporate Governance, Prospectus Report DOWNLOAD 3.06 MB
ESMA74-1103241886-880 Report on Suspicious Transaction and Order Reports (STORs) Market Abuse Report DOWNLOAD 404.04 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA32-1399193447-441 Statement on the sustainability disclosure in prospectuses Prospectus, Sustainable finance Statement DOWNLOAD 229.84 KB
ESMA31-62-1193 List of prospectus thresholds Issuer disclosure, Prospectus Reference DOWNLOAD 354.24 KB
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA32-63-1385 2022 Corporate Reporting Enforcement and Regulatory Activities Report Corporate Finance, Electronic reporting, Prospectus Annual Report DOWNLOAD 1.43 MB
ESMA31-62-1258 Q&As on the Prospectus Regulation Prospectus Q&A DOWNLOAD 1.01 MB
ESMA-50-165-2336 Statistical Report on EU Prospectuses - 2022 Prospectus, Risk monitoring Report DOWNLOAD 411.83 KB
ESMA22-106-4323 SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain Prospectus, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 260.77 KB
ESMA24-436-1489 Chair Opening Statement ECON, 1 December 2022 - Energy derivative markets CCP, Market Abuse, Market Integrity, Investor protection, Speeches, Trading Speech DOWNLOAD 152.08 KB