ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

623 documents
Date Sort ascending Reference Title Sections Type Main document Info
2011/146 Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 Credit Rating Agencies, Press Releases Press Release DOWNLOAD 33.42 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/144 Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 1.72 MB
2011/123 Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers Fund Management, Press Releases Press Release DOWNLOAD 39.69 KB
2011/118 Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS Fund Management, Press Releases Press Release DOWNLOAD 31.34 KB
2011/114 Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision Credit Rating Agencies Consultation Paper DOWNLOAD 95.52 KB
2011/96 Press release - EP approves Verena Ross as ESMA Executive Director Press Releases Press Release DOWNLOAD 149.31 KB
2011/82 Press release - ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access Prospectus, Issuer disclosure, Press Releases Press Release DOWNLOAD 189.19 KB
2011/97 Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 Credit Rating Agencies Consultation Paper DOWNLOAD 273.66 KB
2011/60 Press Release - ESMA nominates Verena Ross Executive Director Press Releases Press Release DOWNLOAD 29.16 KB
2011/43 Press release - EP approves Steven Maijoor to be ESMA's first Chair Press Releases Press Release DOWNLOAD 421.01 KB
2011/27 Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations Press Releases, Supervisory convergence Press Release DOWNLOAD 31.5 KB
2011/5 Call for evidence - criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) Credit Rating Agencies Consultation Paper DOWNLOAD 218.02 KB
2011/24 Press release - Steven Maijoor is selected as ESMA’s first Chair Press Releases Press Release DOWNLOAD 151.5 KB
2011/20 Press release - ESMA becomes operational Press Releases Press Release DOWNLOAD 135.75 KB
10-333 Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice DOWNLOAD 4.59 MB
09-204 Press Release - CESR Members re-elect Eddy Wymeersch as Chair and Carlos Tavares as Vice-Chair of CESR CESR Archive, Press Releases Press Release DOWNLOAD 97.63 KB
08-209 Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID CESR Archive, Press Releases Press Release DOWNLOAD 77.51 KB
07-762 Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse, Press Releases Press Release DOWNLOAD 82.23 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB