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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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728 documents
Date Reference Title Sections Type Main document Info
ESMA24-229244789-4704 SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 113.45 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA22-1669215091-5549 Summary of conclusions Board of Supervisors - 24 and 25 January 2024 Board of Supervisors Summary of Conclusions DOWNLOAD 417.05 KB
ESMA34-1273004364-786 Call for expression of interest: Consultative Working Group for Investment Management Standing Committee Fund Management, Investor protection Reference DOWNLOAD 191.79 KB
ESMA35-335435667-5871 Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review Investor protection Statement DOWNLOAD 108.77 KB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA35-42-1305 ESCPR - Miscellaneous reporting to ESMA Investor protection Reference DOWNLOAD 647.51 KB
ESMA22-1669215091-5526 Summary of conclusions TRACE DBP - 13 December 2023 Board of Supervisors Summary of Conclusions DOWNLOAD 254.12 KB
ESMA22-1669215091-5525 Summary of conclusions Board of Supervisors - 13 December 2023 Board of Supervisors Summary of Conclusions DOWNLOAD 719.62 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA35-43-3682 Discussion Paper on MiFID II investor protection topics linked to digitalisation Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 846.47 KB
ESMA24-450544452-1886 Terms of Reference - Task Force on the Effectiveness of EU Capital Markets Board of Supervisors Reference DOWNLOAD 112.5 KB
JC 2023 77 Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 431.89 KB
ESMA71-545613100-2402 Making finance work for a sustainable future - Press Release Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance Press Release DOWNLOAD 297.43 KB
ESMA71-702228251-2720 ESMA contributions to sustainable finance - visuals Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance Reference DOWNLOAD 829.77 KB
ESAs JC Factsheet Sustainable Finance ESAs Joint Committee Sustainable Finance Factsheet Investor protection, Joint Committee, Sustainable finance Reference DOWNLOAD 1.21 MB
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ESMA22-1669215091-5478 Summary of conclusions TRACE DBP - 4 October 2023 Board of Supervisors Summary of Conclusions DOWNLOAD 173.37 KB
ESMA22-1669215091-5476 Summary of conclusions Board of Supervisors - 3-4 October 2023 Board of Supervisors Summary of Conclusions DOWNLOAD 517.93 KB
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA22-1669215091-5394 Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 171.43 KB