ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

186 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA22-106-4323 SMSG Advice to the Call for evidence on the implementation of SRD2 provisions on proxy advisors and the investment chain Prospectus, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 260.77 KB
ESMA50-164-6327 TRV article - Parsing prospectuses: A text-mining approach Prospectus, Risk monitoring Report DOWNLOAD 702.77 KB
ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table DOWNLOAD 144.34 KB
ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table DOWNLOAD 180.41 KB
ESMA22-106-4184 Summary of conclusions TRACE DBP - 21 September 2022 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 83.58 KB
ESMA32-380-211 Call for Evidence on the implementation of SRD2 Prospectus Reference DOWNLOAD 432.02 KB
ESMA71-99-1986 Press Release - ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory Press Releases, Prospectus Press Release DOWNLOAD 110.6 KB
ESMA42-111-7170 Final Report - Prospectus Peer Review Prospectus Final Report DOWNLOAD 2.01 MB
ESMA32-384-5422 Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA Prospectus Statement DOWNLOAD 241.41 KB
ESMA80-187-945 Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 Credit Rating Agencies, Trade Repositories, Transparency Speech DOWNLOAD 178.1 KB
ESMA32-63-1249 2021 Corporate reporting enforcement and regulatory activities Prospectus Annual Report DOWNLOAD 748.01 KB
ESMA74-362-2351 Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 714.09 KB
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA41-356-274 Public notice on REGIS TR, S.A. Board of Supervisors, Trade Repositories Reference DOWNLOAD 183.48 KB
ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.17 MB
ESMA71-319-210 ESMA_Speech_Verena_Ross_EACT_Summit Prospectus, Credit Rating Agencies, Speeches, Sustainable finance Speech DOWNLOAD 152.66 KB
ESMA71-99-1864 ESMA Statement on Ukraine Benchmarks, Board of Supervisors, CCP, Issuer disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases, Trade Repositories, Trading Statement DOWNLOAD 93.35 KB
ESMA32-384-5357 Annex - Response to EC targeted consultation on the Listing Act Market Abuse, Investor protection, Prospectus Reference DOWNLOAD 836.77 KB
Related documents ESMA response to the Commission consultation on the Listings Act
Summary
Translated versions
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
Summary
Translated versions
ESMA32-380-143 National thresholds for shareholder identification under the revised SRD Prospectus, Corporate Governance Reference DOWNLOAD 130.51 KB