ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
50 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA35-335435667-4520 | Compliance table on the Guidelines on MiFID II product governance (2023) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 173.43 KB | ||
| ESMA35-335435667-4314 | Compliance table on the Gudelines on MiFID II remuneration requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 187.67 KB | ||
| ESMA35-335435667-4315 | Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 174.96 KB | ||
| ESMA71-545613100-2402 | Making finance work for a sustainable future - Press Release | Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance | Press Release | DOWNLOAD 297.43 KB | ||
| ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 272.27 KB | ||
| ESMA35-43-1968 | Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 206.07 KB | ||
| ESMA71-545613100-2315 | ESMA calls for legislative amendments to prevent undue costs in funds - Press Release | Fund Management, Investor protection, Press Releases | Press Release | DOWNLOAD 168.56 KB | ||
| ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 149.47 KB | ||
| ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 320.25 KB | ||
| ESMA71-99-1935 | ESMA makes recommendations to improve investor protection | Investor protection, Press Releases | Press Release | DOWNLOAD 161.86 KB | ||
| ESMA35-43-2183 | Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 161.56 KB | ||
| ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||
| ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 145.3 KB | ||
| ESMA71-99-1752 | Press Release - ESMA addresses investment recommendations made on social media platforms | Market Integrity, Investor protection, Press Releases | Press Release | DOWNLOAD 445.71 KB | ||
| ESMA35-43-1957 | Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 163.99 KB | ||
| ESMA71-99-1709 | Press Release - ESMA SPACs statement | Investor protection, Press Releases, Prospectus | Press Release | DOWNLOAD 91.75 KB | ||
| ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, Investor protection, Risk monitoring | Press Release | DOWNLOAD 109.54 KB | ||
| ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 157.54 KB | ||
| ESMA71-99-1138 | ESMA issues four positive opinions on national product intervention measures | Investor protection, Press Releases | Press Release | DOWNLOAD 98.12 KB | ||
| ESMA71-99-1130 | ESMA renews CFD measures from 1 May 2019 | Investor protection, Press Releases | Press Release | DOWNLOAD 103.57 KB |