ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

160 documents
Date Sort ascending Reference Title Sections Type Main document Info
MoU ESAs-ENISA Memorandum of Understanding on cooperation between the ESA and ENISA Digital Finance and Innovation, International cooperation, Joint Committee Reference DOWNLOAD 308.53 KB
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA74-1103241886-945 ESMA Statement on Pre-close calls Market Abuse, Market Integrity Statement DOWNLOAD 143.04 KB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
Related documents
Summary

This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA-SSM Cooperative Arrangement CCP Cooperative Arrangement on CCP supervisory cooperation - ESMA-SSM CCP, International cooperation Reference DOWNLOAD 227.89 KB
ESMA91-398-6343 Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia CCP, International cooperation Reference DOWNLOAD 263.98 KB
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
Summary
Translated versions
ESMA74-1103241886-880 Report on Suspicious Transaction and Order Reports (STORs) Market Abuse Report DOWNLOAD 404.04 KB
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA24-450544452-1791 Jakub Michalik's ECON Opening Statement, 30 May 2023 Investor protection, Market Abuse, Prospectus, Speeches Speech DOWNLOAD 146.93 KB
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
MoU Israel Memorandum of Understanding between ESMA and the Israel Securities Authority Related to CCPs Established in Israel CCP, International cooperation Reference DOWNLOAD 211.66 KB
ESMA91-398-6389 MoU between ESMA and SFC related to CCPs established in Colombia CCP, International cooperation Reference DOWNLOAD 407.24 KB
ESMA24-435-690 MoU between ESMA and the FCA concerning EU Critical Benchmarks Benchmarks, International cooperation Reference DOWNLOAD 219.52 KB
ESMA24-436-1489 Chair Opening Statement ECON, 1 December 2022 - Energy derivative markets CCP, Market Abuse, Market Integrity, Investor protection, Speeches, Trading Speech DOWNLOAD 152.08 KB
ESMA70-145-111 Q&A on the Market Abuse Regulation Market Abuse, Market Integrity Q&A DOWNLOAD 530.12 KB
ESMA70-449-673 Annual Report on MAR administrative and criminal sanctions 2022 Market Abuse Report DOWNLOAD 449.92 KB