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ESMA22-103-1194 |
Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt |
COVID-19, Investor protection, Trading, Speeches, Supervisory convergence |
Speech |
DOWNLOAD 155.85 KB |
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ESMA71-99-1421 |
Retail investors and asset management are the pillars of a successful Capital Markets Union |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 170.21 KB |
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ESMA35-43-2424 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Final Report |
DOWNLOAD 1.23 MB |
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ESMA35-43-2464 TC |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 744.01 KB |
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ESMA35-43-2464 |
Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Investor protection |
Consultation Paper |
DOWNLOAD 711.12 KB |
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ESMA35-43-2427 |
Sanctions and measures imposed under MiFID II in 2019 |
Investor protection |
Report |
DOWNLOAD 563.38 KB |
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ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
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ESMA35-43-2391 |
Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity |
COVID-19, Investor protection |
Statement |
DOWNLOAD 118.75 KB |
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ESMA35-43-2320 |
ESMA opinion under article 43(2) MiFIR (HU_BO) |
Investor protection |
Opinion |
DOWNLOAD 110.81 KB |
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ESMA35-43-2321 |
ESMA opinion under article 43(2) MiFIR (HU_CFD) |
Investor protection |
Opinion |
DOWNLOAD 113.32 KB |
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ESMA71-99-1301 |
ESMA report stresses impact of costs on retail investor benefits |
Fund Management, Investor protection, Risk monitoring |
Press Release |
DOWNLOAD 109.54 KB |
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ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA35-36-1919 |
Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 |
COVID-19, Investor protection |
Statement |
DOWNLOAD 89.84 KB |
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ESMA35-43-2348 |
ESMA Statement on COVID-19 telephone recording |
COVID-19, Investor protection |
Statement |
DOWNLOAD 114.12 KB |
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ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA35-43-2171 |
ESMA opinion under article 43(2) MiFIR (NO_CFD) |
Investor protection |
Opinion |
DOWNLOAD 123.35 KB |
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ESMA35-43-2172 |
ESMA opinion under article 43(2) MiFIR (NO_BO) |
Investor protection |
Opinion |
DOWNLOAD 107.2 KB |
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ESMA35-43-2131 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Consultation Paper |
DOWNLOAD 1.23 MB |
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