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2016/SMSG/022 |
SMSG Advice - Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 165.4 KB |
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2016/1131 |
BoS Decision on Fitch Ratings Limited 21 July 2016 |
Credit Rating Agencies, Press Releases |
Decision |
DOWNLOAD 108.21 KB |
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2016/SMSG/014 |
SMSG Position Paper on Supervisory Convergence |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 174.38 KB |
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2016/SMSG/011 |
SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 75.25 KB |
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2016/SMSG/010 |
SMSG Advice MAR Guidelines |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 152.68 KB |
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2016/408 |
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR |
Trade Repositories |
Decision |
DOWNLOAD 62.47 KB |
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2015/SMSG/036 |
SMSG Advice on ESEF |
Electronic reporting, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 109.63 KB |
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2016/SMSG/006 |
SMSG Opinion Paper on PRIIPs Regulation – Performance Measures |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 101.82 KB |
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BOA 2016 001 |
BoA 2016 - 001 (Decision Kluge v EBA) |
Board of Appeal |
Decision |
DOWNLOAD 196.32 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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2015/SMSG/025 |
SMSG Position Paper MAR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 158.23 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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2015/SMSG/023 |
SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 662.2 KB |
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BOA/2015/001 |
Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 147.78 KB |
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2015/SMSG/20 |
SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 362.66 KB |
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SMSG 09/07/15 |
SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 781.74 KB |
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2015/1048 |
Public Notice - ESMA fines DBRS Ratings Limited |
Credit Rating Agencies |
Decision |
DOWNLOAD 186.47 KB |
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2014/SMSG/018 |
SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 91.24 KB |
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2015/SMSG/017 PART III |
SMSG Contribution to the Green Paper on CMU - PART III |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 470.85 KB |
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2015/SMSG/017 PART II |
SMSG Contribution to the Green Paper on CMU - PART II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 384.44 KB |
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