ESMA_QA_603
06/10/2022
View PDF View Excel
Subject Matter
Concept of underlying - reverse convertible bonds and reverse convertible notes
Does the concept of an underlying for the purposes of Article 26(2)(b) of MiFIR extend to convertible bonds, reverse convertible bonds and reverse convertible notes?
Status: Question Published

Additional Information

Level 1 Regulation
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Level 2 Regulation
RTS 22 - Regulation 2017/590 on the reporting of transactions to competent authorities
Level 3 Regulation
Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II
Additional Legal Reference
ESMA’s Q&As on MiFIR data reporting
Topic
* Transaction reporting